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Brittany H. Sokoloff’s Perspectives
12 total results. Page 1 of 1.
Alerts
FinCEN Releases Final Anti-Money Laundering Rule for Investment Advisers
November 1, 2024
Alerts
SEC and FinCEN Propose New Rule: Mandatory Customer Verification for Investment Advisers in 2024
June 12, 2024
Alerts
A Win for the SEC on Shadow Trading. Now What?
April 15, 2024
Alerts
Investment Advisers To Be Subject to Strengthened AML Regulations Under FinCEN’s Proposed Rule
March 6, 2024
Alerts
SDNY Whistleblower Program for Individuals: An Extension of DOJ Corporate Voluntary Disclosure Policies
February 15, 2024
Alerts
Compliance Officers Beware: the SEC is Looking to Expand the Reach of Insider Trading
December 22, 2023
Alerts
UK FCA: United Kingdom’s Recent Focus on Consumer Best Interests
January 24, 2023
Press Release
ArentFox Schiff Elects 13 Attorneys into Partnership
December 14, 2022
Press Release
ArentFox Schiff Announces 2022 AFS Fellows
September 7, 2022
Events
Tufts Entrepreneurs Tackle Tough Questions – The Retail Industry
May 26, 2020
News
A Silver Lining for New York’s Former Assembly Speaker
March 27, 2020
Press Release
Four Schiff Lawyers Join LCLD 2020 Leadership Programs
February 20, 2020
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